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Secretarial Advisory
Your Compliance Partner

Virtual CS for board and governance. Professional secretarial guidance is a critical pillar for maintaining corporate transparency and robust governance.

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Statutory Overview

Corporate governance is critical for Pvt Ltd and LLP entities. We manage your board minutes and statutory registers.

We ensure that every compliance under the Companies Act 2013 is met on time, keeping your company ready for audit and investment.

This virtual secretarial service reduces the overhead of hiring a full-time CS while maintaining gold-standard governance.

Professional secretarial guidance safeguards your leadership from regulatory risks and ensures that your company operates with absolute legal integrity, particularly during high-stakes events like capital infusion or director transitions. Compliance Katta acts as your extended corporate law wing, providing meticulous maintenance of all statutory records to build long-term stakeholder trust.

Investor Ready Governance
Compliance Health Score Improvement
Risk Mitigation
Professional Board Management

Eligibility & Applicability

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Pvt Ltd Companies
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LLPs
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Foreign Subsidiaries
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Startups with multiple directors
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Organizations with regulatory compliance obligations

Official Mandate Under Law

Secretarial Advisory is applicable to all companies incorporated under the Companies Act 2013 and Limited Liability Partnerships (LLPs). It is particularly essential for entities with outside investment, companies aiming for scalability, and those required to maintain complex statutory registers and board records by law.

Documentation Checklist

Foundation Documents

  • Certificate of Incorporation
  • MOA & AOA / Partnership Deed
  • PAN and TAN of the Entity
  • Director/Partner KYC documents

Corporate Records

  • Existing Statutory Registers
  • Minutes of previous Board & General Meetings
  • Share Certificates and Transfer deeds
  • Digital Signatures (DSC) of Directors

Compliance History

  • Previous years' ROC filings (AOC-4, MGT-7)
  • Income Tax Returns
  • Details of any historical structural changes (Director change, capital increase)

Our Execution Roadmap

1

Compliance Health Check

A preliminary audit of your current secretarial records to identify any historical gaps or missing filings.

2

Gap Analysis & Rectification

Identifying and fixing non-compliance issues such as backdated registers or missing board resolutions.

3

Strategic Advisory Recommendations

Formulating a governance roadmap tailored to your specific business model and regulatory category.

4

Implementation & Documentation

Drafting board resolutions, updating statutory registers, and ensuring all legal formalities are executed accurately.

5

Ongoing Monitoring & Support

Regular updates on legislative changes and proactive management of all future board/shareholder compliance requirements.

The Katta Advantage

Veteran experience in corporate law and secretarial practice
Proactive guidance to avoid high MCA late fees and penalties
Governance expertise that prepares you for due diligence and investment
Collaborative approach working closely with your internal staff
End-to-end assurance of total statutory compliance

We provide actionable intelligence, not just document processing.

Why Choose Compliance Katta

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Uncompromising Accuracy

Identifying data vetting errors others overlook.

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Process-Driven Approach

Eliminating guesswork with structured roadmaps.

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Proactive Risk Shield

Identifying statutory gaps before they manifest.

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Seamless Coordination

Working as an extension of your existing staff.

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End-to-End Handling

Taking full ownership of your legal obligations.

FAQs

What is the difference between a regular CS and Secretarial Advisory?
A regular CS focus is often on mandatory filings. Advisory is a strategic service that focuses on board governance, risk mitigation, and ensuring the company is structurally ready for growth and investment.
Is secretarial advisory mandatory for small startups?
While not all filings are mandatory for small firms, maintaining statutory registers and board minutes is a legal requirement. Advisory helps small firms build a clean record from day one.
How does secretarial advisory help during a fundraise?
Investors perform thorough due diligence. If your statutory registers or board minutes are incomplete, it can stall or kill the deal. We ensure your corporate hygiene is 'investment-ready'.
What happens if statutory registers are not maintained?
Failure to maintain statutory registers can lead to significant penalties for both the company and the directors, and may lead to complications during audits or share transfers.